Team Lead - Compliance
NoidaFull-time5–10 yrsPosted 2 days ago
Senior legal role at Ameriprise India in Noida. Needs 5+ years and a degree.
About the role
This role serves as a key member of the Compliance Communication Review Group (CCRG), providing compliance oversight and guidance for marketing and client-facing communications. The position is responsible for reviewing a broad range of marketing materials to ensure adherence to applicable regulatory requirements, industry standards, and internal policies while helping to mitigate compliance risk.
What you'll do
- Review and approve marketing, advertising, and client communication materials to ensure compliance with applicable regulatory requirements, industry standards
- Provide risk-based compliance guidance and regulatory support to Marketing and business partners on communications and promotional activities
- Evaluate materials for regulatory and reputational risk, ensuring communications are fair, balanced, accurate, and supported by appropriate disclosures
- Build strong partnerships with stakeholders and serve as a trusted compliance advisor, promoting a culture of compliance and risk awareness
- Maintain expertise in marketing communication regulations and regulatory standards across the EMEA region
What you need
- Compliance