Sr. Associate/ AVP, India Compliance
MumbaiFull-time7–13 yrsPosted 1 week ago
Senior legal role at Ares Management Asia in Mumbai. Needs 7+ years and a CA, CFA or LLB.
About the role
PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES This includes supporting Code of Ethics-related matters, delivering compliance training, and conducting ongoing monitoring and surveillance activities. This role is to be based in Mumbai BKC.
What you'll do
- Provide proactive compliance advice and guidance on applicable global and local laws, regulations, policies, and procedures
What you need
- Compliance
- SEBI regulations
- Financial statements
- Due diligence
- KYC
- AML
Good to have
- CFA