Compliance Officer
GandhinagarFull-time5–7 yrs21 L a yearPosted 2 weeks ago
Senior legal role at Artha Energy Projects in Gandhinagar. Needs 5–7 years and a CA, CS or LLB. Pays ₹21 LPA.
About the role
The Compliance Associate will ensure that the Fund Management Entity (FME) in Gift City operates in full compliance with all applicable laws, regulations, and internal policies. In addition to overseeing general compliance, the Compliance Associate will actively support the investment team by ensuring that all transactions and investment activities are compliant with IFSCA, SEBI, and international regulatory standards.
What you'll do
- Oversee all regulatory compliance matters for the Fund Management Entity (FME) in Gift City, including specific oversight of investment-related compliance
- Ensure adherence to IFSCA regulations and SEBI guidelines for both the feeder fund and angel fund
- Develop and implement compliance frameworks that cover investment due diligence, deal structuring, fund investments, and exits
- Review and approve investment transactions to ensure they meet all regulatory requirements
- Conduct regular audits of the investment processes and documentation to ensure compliance
What you need
- Compliance
- SEBI regulations
- Investment banking
- Due diligence
- Documentation