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Retail Lending: Team Member - Compliance Assurance & Risk Oversight (CARO)

MumbaiFull-time8–12 yrsPosted 1 week ago

Leadership audit role at Axis Bank in Mumbai. Needs 8–12 years and a degree.

About the role

Retail Lending: Team Member - Compliance Assurance & Risk Oversight (CARO) at Axis Bank. Ensure adherence and timely implementation of regulatory / internal / operational guidelines, including reviewing of SOPs.

What you'll do

  • Ensure adherence and timely implementation of regulatory / internal / operational guidelines, including reviewing of SOPs
  • Ensure sustenance check of regulatory guidelines implemented, responses submitted under Risk Assessment Report (RAR) / Risk Mitigation Plan (RMP)
  • Timely submission of responses to RAR / RMP / internal audit or testing reports and ensure quality and comprehensiveness of the responses to eliminate requirements of…
  • Ensure comprehensiveness of PMC / CMC proposals (i.e. new products, processes) being placed for approval to PMC / CMC Committee by the Department / Unit
  • Timely closure of Compliance Issues in GCM / Operational Risk Issues / Internal Audit Issues

What you need

  • Compliance
  • Internal audit
  • Operational risk
  • Risk management
  • SOP writing

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