Deputy Manager - Surveillance
MumbaiFull-time0–3 yrsPosted 1 week ago
Junior finance role at Axis Mutual Fund in Mumbai. Open to freshers; up to 3 years, with a CA or MBA.
About the role
Brandon Hall Group HCM Excellence Awards for Learning & Development 2022 - Silver Award Business Transformation Leadership Awards Digital Transformation Project (Mobile App)
What you'll do
- Help the organization in establishing, implementing, and overseeing various Risk
- Management practices and policies. To monitor a firm’s trading activity using surveillance
- Applications to safeguard the firm against any reputational and/or financial risk
- Assisting team members with daily reviewing and analyzing of surveillance s and/or
- Exception reports. Properly documenting the review and disposition of the exceptions with
What you need
- Capital markets
- Internal audit
- Mutual funds
- Bloomberg
- Compliance
- SEBI regulations
Good to have
- Learning and development