Team Member
MumbaiFull-time3–5 yrsPosted 1 week ago
Mid-level finance role at Axis Mutual Fund in Mumbai. Needs 3–5 years and a CA or MBA.
About the role
JOB TITLE Deputy manager Reports too Senior manager – Risk Management No of Direct reportees NA Department Risk Management – Trade and communication surveillance Position Grade Range Deputy manager To help the organization in establishing, implementing, and overseeing various Risk Management practices and policies.
What you'll do
- Help the organization in establishing, implementing, and overseeing various Risk Management practices and policies
- Monitor a firm’s trading activity using surveillance applications to safeguard the firm against any reputational and/or financial risk
- Assisting team members with daily reviewing and analyzing of surveillance s and/or exception reports. Properly documenting the review and disposition of the exceptions…
- Review of various modes of recorded communication used by the investment team and identify any unusual activity and potential risk issues
- Participating in periodic review of surveillance s to ensure optimal quality is being achieved
What you need
- Capital markets
- Excel
- Compliance
- PowerPoint
- Internal audit
- Risk management
Good to have
- Mutual funds
- Bloomberg
- SEBI regulations