Team Member
MumbaiFull-time2–3 yrsPosted 1 week ago
Junior finance role at Axis Mutual Fund in Mumbai. Needs 2–3 years and a CA or MBA.
About the role
To help the organization in establishing, implementing, and overseeing various Risk Management practices and policies. To monitor a firm’s trading activity using surveillance applications to safeguard the firm against any reputational and/or financial risk.
What you'll do
- Assisting team members with daily reviewing and analyzing of surveillance s and/or exception reports. Properly documenting the review and disposition of the exceptions…
- Review of various modes of recorded communication used by the investment team and identify any unusual activity and potential risk issues
- Participating in periodic review of surveillance s to ensure optimal quality is being achieved
- Assisting with the UAT of new system enhancements/Model reviews as appropriate
- Assisting with the design and implementation of new surveillance s as well as refinement of existing ones
What you need
- Capital markets
- Excel
- Compliance
- PowerPoint
- Internal audit
- SEBI regulations
Good to have
- Mutual funds
- Bloomberg