Assistant Vice President - Compliance Testing and RBS Oversight Compliance, Barclays Bank PLC, India
MumbaiFull-timeLead levelPosted over a month ago
Leadership legal role at Barclays in Mumbai.
About the role
To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
What you'll do
- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to
- Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure
- Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
- Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
What you need
- Compliance
- PLC