VP- Regulatory Authorization and Permissions
PuneFull-timeLead levelPosted over a month ago
Leadership legal role at Barclays in Pune.
About the role
To assist and review regulated entity authorisations applications to oversee that they are valid, complete, and compliant with all applicable policies and procedures.
What you'll do
- Investigation of potential incidents of unauthorised regulated activities and recommending corrective actions and process improvements
- Provision of training to colleagues on how to request UK entity authorisations
- Development and implementation of regulated entity authorisation policies standards and procedures relating to regulated entities business activities and licences
- Development and implementation of authorisations controls supplementary to Business controls