Associate, IE Client Onboarding, Institutional Equities
PuneFull-time2–3 yrsPosted over a month ago
Junior customer support role at CLSA in Pune. Needs 2–3 years.
About the role
Associate, IE Client Onboarding, Institutional Equities at CLSA. Perform end-to-end new client onboarding process that is managed for India.
What you'll do
- Perform end-to-end new client onboarding process that is managed for India
- Coordinate with client / counterpart across multiple functions / units - Front Office, Compliance, AML, Operations, FATCA under business/ client urgency
- Collecting all relevant constitutional documents. This will include liaising with external client and Internal teams
- Directly dealing with clients and explaining which document is required under which regulation in India
- Performing verification checks with external data sources and Screening tools to ensure that all documents submitted meet the defined Customer Identification Program and…
What you need
- Onboarding
- AML
- KYC
- Due diligence
- Operational risk
Good to have
- SEBI regulations