Assistant Manager, Portfolio Compliance
GurugramFull-time8–14 yrsPosted open since apr 2026
Leadership legal role at Connor, Clark & Lunn Financial Group in Gurugram. Needs 8+ years and a CFA, B.Com or BBA.
About the role
We are looking for an Assistant Manager, Portfolio Compliance to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers.
What you'll do
- Configure, maintain, and monitor pre‑trade and post‑trade compliance rules in Charles River based on client mandates, regulatory requirements, and firm policies
- Review and interpret client guidelines, IMAs, and applicable regulatory requirements to ensure compliance rules and monitoring remain accurate, effective, and up to date
- Perform ongoing portfolio compliance monitoring, including investigation and resolution of breaches, ad‑hoc compliance queries, and preparation of internal, client
- Support the testing, implementation, and ongoing enhancement of compliance monitoring processes
- Utilize FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures in accordance with regulatory requirements
What you need
- Compliance
- Portfolio management
- Documentation
Good to have
- CFA