Associate- Regulatory Advisory and Intermediary Registrations
DelhiFull-time1–2 yrsPosted 1 week ago
Junior legal role at Corporate Professionals in Delhi. Needs 1–2 years and an LLB.
About the role
are seeking a focused individual to act as a single-point regulatory specialist for end-to-end intermediary registrations and allied licensing matters across SEBI, Stock Exchanges, and other relevant statutory authorities. The role requires hands-on execution, regulatory judgment, client advisory, and
What you'll do
- Applications Stock Exchange(s) (BSE, NSE, MSEI)
- Preparing and filing applications
- Annexures, declarations, undertakings, and supporting documents; and
- Providing responses to queries
- Deficiencies and observations issued by regulators or exchanges
What you need
- SEBI regulations
- Documentation
- Compliance