Regulatory Control Analyst, AS

About the role

The candidate for the AFC Centre of Excellence for KYC is supporting CB and IB KYC escalations to AFC, collaborating with the relevant Business stakeholders, Client Lifecycle Management and other AFC functions. Primary focus of the reviewer would be to ensure they review and approve the risk factor highlighted by CLM team as part of NCA/EDR/PRs

What you'll do

• Ensure fulfilment of local regulations and regulatory expectations in an efficient, risk focused manner
• Ensure sufficient resources to create and effectively maintain a “follow the sun” KYC file review aligned with ACO availability
• Review and approve client escalations for Remediation, Regular Review, New Product Extensions and Event Driven Reviews within the agreed SLAs
• Ensure the generated client risk rating is in line with expectations & procedures
• Assess the risk factors identified through the due diligence provided by client lifecycle management (CLM)

What you need

• KYC
• Due diligence
• EDR

Good to have

• AML