Senior Executive - Line Compliance
ChennaiFull-timeMid levelPosted 2 months ago
Mid-level legal role at EXL in Chennai.
About the role
Perform and design compliance/audit reviews for assigned business/operations area. Monitor risks & controls. Identify/report exceptions and action plans. Drive awareness and trainings on key risk and compliance aspects (L&D trainings, corporate trainings and other external/internal trainings). Overall responsibility for ‘Compliance Self-assessment’ exercise.
What you'll do
- Assist in preparation of critical documentation like Operations Standard Document (OSD)
- Perform and design compliance/audit reviews for assigned business/operations area
- Monitor risks & controls. Identify/report exceptions and action plans
- Drive awareness and trainings on key risk and compliance aspects (L&D trainings, corporate trainings and other external/internal trainings)
- Facilitate timely closure of issues identified in internal/external audits/reviews
What you need
- Compliance
- Documentation
- Learning and development
- Internal audit
- SOX
- Internal controls