Analyst, Compliance Consulting
MumbaiFull-time3–6 yrsPosted 3 months ago
Mid-level legal role at Hcxs in Mumbai. Needs 3+ years and a B.Com, BBA or MBA.
About the role
We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility.
What you'll do
- Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services…
- Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
- Work closely with external vendors to troubleshoot and escalate critical systems issues
- Actively monitor and report on potential electronic communication compliance violations
What you need
- Compliance