Functional Manager - Broking Compliance
IndiaFull-time2–3 yrsPosted 1 week ago
Junior legal role at Icici Securities. Needs 2–3 years.
About the role
We are seeking a highly motivated Compliance Professional to join our team who will be responsible for implementing the compliance processes within the organization and ensuring adherence to regulatory requirements. Key Responsibilities (This should reflect the process/sub-process in which the position plays a role and specifically indicate the actions to be taken.)
What you'll do
- Responsible for providing Exchange Approvals of Advertisements, internal communications to clients and liasoning with Internal Teams
What you need
- Compliance
- SEBI regulations
- Documentation