Compliance Manager - Associate
MumbaiFull-time5–7 yrsPosted 2 months ago
Senior legal role at JPMorgan Chase in Mumbai. Needs 5–7 years and a CA.
About the role
As an Associate in the Compliance team, you will be responsible for supporting regulatory compliance and conduct risk management for JPMorgan Chase Bank, N.A. India branch.
What you'll do
- Disseminate regulatory correspondences received from RBI and industry bodies like IBA and FEDAI
- Update various decks for location Governance forums related to CCOR updates
- Ensure timely updates of LRCM and OLO entries
- Assist in the conduct of regulatory exams, track the action points, and prepare status reports thereon
- Scrutinize PAD, licensing, and training records/requests and assist in approval in conjunction with the responsible LOB
What you need
- Compliance
- Root cause analysis
- Treasury