Manager - Investment Compliance Coding
MumbaiFull-time7–13 yrsPosted over a month ago
Senior legal role at M&G Global Services in Mumbai. Needs 7+ years and a B.Com, MBA or CFA.
About the role
As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes for our clients, and superior shareholder returns.
What you'll do
- Conduct reviews and interpretations of client mandates, Investment Management Agreements (IMAs), fund guidelines
- Subject Matter Expertise & Query Resolution
- Code investment restrictions, evaluate and test rule evaluation capabilities, including both automated and non-automated monitoring activities
- Ensure the effectiveness and accuracy of existing rules by analysing regulatory and client guidelines and facilitate the coding of relevant rules within Aladdin's order…
- Annotate Investment Management Agreements for clarity and accuracy
What you need
- Compliance
- SQL
- Documentation
- VBA
- Bloomberg
- Power BI
Good to have
- CFA
- PowerPoint
- Tailoring
- Capital markets
- PLC