ISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing
MumbaiFull-time5–9 yrsPosted over a month ago
Senior QA and testing role at Morgan Stanley in Mumbai. Needs 5+ years and a CA.
About the role
We’re seeking someone to join our team as a Director in Legal and Compliance division. The successful candidate will plan and execute in-depth tests on topics assigned by ISG Americas Compliance Testing. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk.
What you'll do
- Execute risk-based compliance testing to review and assess the effectiveness of the Firm's policies and procedures including recommending corrective action plans for…
- Prepare written reports describing the tests conducted, results and corrective action plans
- Coordinate with ISG Compliance testing personnel in Americas to track the progress of the test plan for reporting to senior management
- Track status of corrective action plans agreed upon with the business
- Track internal audit reviews and findings and review internal audit work-papers to identify opportunities to leverage their reviews for compliance testing
What you need
- Compliance
- Test cases
- Internal audit
- Internal controls
- PowerPoint