Compliance Associate, Conflicts of interest, Global Controls

About the role

The Compliance Associate will support the COI team in the management of the conflicts of interest program supporting a variety of Morningstar businesses that may include our Wealth Research and Retirement businesses, Credit, Sustainalytics and Indexes.

What you'll do

• Develop, implement and review operating procedures for the general operation of the global conflicts of interest compliance program
• Take responsibility for monitoring compliance with the firm’s conflicts of interest policies, including securities trading
• As required, effectively manage and supervise direct reports within the COI team (two direct reports initially)
• Administer the firm’s Conflicts Management System globally
• Ensure proper documentation and record-keeping of associated controls

What you need

• Compliance
• Documentation