Compliance Officer
BengaluruFull-time3–4 yrsPosted 1 week ago
Mid-level legal role at Neuraleap Technologies (Super Scholar) in Bengaluru. Needs 3–4 years and a B.Com or M.Com.
About the role
Bullsmart is a fin-tech company that uses technology to help young people start investing, providing equal investment service opportunities and sharing cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.
What you'll do
- Ensure day-to-day compliance with SEBI regulations, circulars, and exchange/depository guidelines
- Monitor and report suspicious transactions under Anti-Money Laundering (AML) guidelines
- File periodic reports with regulatory authorities, including margin trading, financial disclosures, and KYC compliance updates
- Manage various audits including internal audit and exchange surprise inspections
- Submit System Audit Reports (SAR) and Annual Returns to respective exchanges in both digital and physical formats
What you need
- Compliance
- SEBI regulations
- AML
- KYC
- Internal audit
- Documentation
Good to have
- Mutual funds
- Reconciliation