COM-Central Compliance
MumbaiFull-time7–10 yrsPosted 1 week ago
Senior legal role at Nomura in Mumbai. Needs 7–10 years and a BBA or B.Com.
About the role
Promotes the vision and goals to others in such a way that inspires commitment and independent contributions Maximize organizational productivity through leadership development and
What you'll do
- The position reports directly to the Head of Powai FCC, based in Powai, with a matrix reporting line to the Global Lead of Governance & Strategy Office
- Governance Framework Development & Maintenance
- Design and implement comprehensive governance and control frameworks across AML Advisory, AML Monitoring, Sanctions and ABC, including policies and standards
- Develop and update risk-focused MI reports, risk assessments and analyses
- Create audit and regulatory examination preparedness reviews, including gap assessments
What you need
- Compliance
- Due diligence
- AML
- Documentation
Good to have
- Investment banking
- Wealth management
- Power BI