Control Office
MumbaiFull-timeJunior levelPosted 1 week ago
Finance role at Nomura in Mumbai. Needs a CA, MBA or B.Tech.
About the role
With world-class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group’s global operations. Over time, we have made meaningful progress in these areas, and this commitment has been well-recognized across the industry.
What you'll do
- The individual will work closely and in partnership with the IWM CO team in AeJ
- Performing controls testing and continuous monitoring of activities of IWM staff to ensure adherence to internal policies and regulatory requirements
- The individual will assume day-to-day BAU responsibilities relating to Investment Suitability, Cross Border, Staff Licensing, Asset Transfer Review
- Ownership of the Hierarchy Maintenance process across IWM. Performing review and analysis of Attestation commentaries and affirmation processes
- Creating Management Packs, KRI Packs, Supervisory meeting packs and Scorecard
What you need
- Investment banking
- Wealth management
- Capital markets
- Operational risk
- Audit
- Risk management
Good to have
- Reporting
- Power BI
- Excel
- VBA
- SQL
- PowerPoint