IB - Risk & Control COO
MumbaiFull-time4–5 yrsPosted 1 week ago
Mid-level risk role at Nomura in Mumbai. Needs 4–5 years and an MBA, CA or CS.
About the role
By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Nomura Services India, (Powai) supports Nomura’s businesses around the world.
What you'll do
- Support IB Supervisors in implementing and operating the IB Supervision Framework
- Implement and maintain the IB Key Supervisory Controls (KSC)
- Perform banking controls as required, including KYC Salesforce control and Adverse News
- Review Data Loss Prevention (DLP) alerts from a first-line perspective
- Implement conduct risk frameworks in line with regional requirements
What you need
- Investment banking
- Reporting
- Wealth management
- Capital markets
- KYC
- M&A
Good to have
- DLP
- Salesforce