Compliance Officer
MumbaiFull-time5–8 yrsPosted 5 months ago
Senior legal role at SKS Enterpprises in Mumbai. Needs 5–8 years and a CA, CS or MBA.
About the role
The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s). The position requires strong regulatory understanding, financial acumen, and client-facing capability to support fund operations and governance.
What you'll do
- Coordinate with Custodian, RTA, Fund Accountant, and banks for fund-related operations
- Manage account opening (bank/demat) with custodians and ensure timely fund movement
- Handle documentation for AIF/PMS investor onboarding and fund operations
- Prepare and manage corporate actions, dematerialization of units, and investor records
- Manage month-end Management Fee booking and ensure accurate accounting treatment
What you need
- Compliance
- SEBI regulations
- Financial analysis
- Documentation
- MIS reporting
- Internal controls
Good to have
- SOP writing
- Valuation