Specialist - Regulatory Operations
BengaluruFull-time3–6 yrsPosted 1 week ago
Mid-level legal role at StoneX in Bengaluru. Needs 3+ years.
About the role
Connecting clients to markets – and talent to opportunity As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
What you'll do
- BAU, Controls & Issue Management
- Own daily MiFID trade and transaction reporting controls, including exceptions, rejects and reconciliations
- Investigate reporting breaks and data quality issues, identifying root cause and driving remediation actions through to closure
- Review reportability, field population and reporting logic across relevant MiFID transaction reporting and trade reporting flows
- Analyse trade lifecycle data from capture through to regulatory submission, challenging completeness, accuracy and timeliness where required
What you need
- Compliance
- Reconciliation
- Capital markets
- SQL
- Power BI
- Python
Good to have
- Business analysis
- Test cases
- Root cause analysis