Associate II - PCVM (Investment Restriction Compliance Management)
ChennaiFull-time2–3 yrsPosted 1 week ago
Junior legal role at UST in Chennai. Needs 2–3 years.
About the role
This role is to hire a Business Process Operations Analyst.
What you'll do
- Work within a team responsible for Investment Restriction Compliance Management: violation oversight, onboarding and query resolution
- Deliver and oversee the daily review of overnight violation monitoring; escalate and follow through issues appropriately
- Work with Investment desks / Product / Client Executives across all asset classes on investment guidelines related matters and issues. Providing advice and assisting…
- Help maintain broker and ready to trade coding in Aladdin and assist Trading Desks with initial queries and escalations
- Deliver mandate investment guideline on-boarding and change activities, supporting initial impact assessments and implementation of controls onto the Aladdin platform…
What you need
- Compliance
- Excel
- SQL
- Documentation
- PowerPoint