Manager:Compliance_AFL
MumbaiFull-time6–8 yrsPosted 1 week ago
Senior legal role at Axis Finance in Mumbai. Needs 6–8 years and a B.Com, MBA or M.Com.
About the role
We are seeking a proactive and detail-oriented professional to join our Compliance team as Senior Manager. The role will primarily focus on Compliance Testing and Compliance Risk Assessment, ensuring adherence to regulatory expectations and internal policies across all business verticals.
What you'll do
- Design, plan, and execute periodic compliance testing programs across business functions
- Identify and assess compliance control gaps through on-site or remote testing
- Document findings with root cause analysis and recommend corrective actions
- Follow up on the implementation of corrective actions and ensure timely closure
- Prepare testing reports for senior management and regulatory reviews
What you need
- Compliance
- Internal audit
- Documentation
- Root cause analysis
- MIS reporting