GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing
MumbaiFull-time2–5 yrsPosted over a month ago
Mid-level AML role at Morgan Stanley in Mumbai. Needs 2+ years.
About the role
We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate position within the Oversight, Monitoring and Testing, this team continuously monitored to detect unusual or potentially suspicious activities.
What you'll do
- Review surveillance items flagged as potentially suspicious transactions or exceptions in accordance with the guidelines set forth in the GFC Procedures Manual
- Review and analyze surveillance items identified as part of "below-the-line" testing, risk engine tuning and lookback activities
- Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations
- Ensure a high-quality work product and that the level of documentation adheres to procedural expectations
- Ensure daily operational processing is completed according to established program SLAs and regulatory requirements
What you need
- AML
- Compliance
- Client relationship
- Sales
- Due diligence