GFC Transaction Monitoring, Vice President, Oversight, Monitoring and Testing
MumbaiFull-time10–12 yrsPosted over a month ago
Leadership AML role at Morgan Stanley in Mumbai. Needs 10–12 years.
About the role
We're seeking someone to join our team as a Vice President in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.
What you'll do
- Review surveillance items flagged as potentially suspicious transactions or exceptions in accordance with the guidelines set forth in the GFC Procedures Manual
- Review and analyze surveillance items identified as part of "below-the-line" testing, risk engine tuning and lookback activities
- Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations
- Review the quality of work delivered by the team
- Lead the team meetings
What you need
- AML
- KYC
- Compliance
- Client relationship
- Sales
- Due diligence