Spl'st, Wealth Management Ops
MumbaiFull-timeJunior levelPosted 1 week ago
Finance role at Standard Chartered in Mumbai. Needs a degree.
About the role
The Role Purpose of Manager for the Trade Operations and Settlement, KYC, and Regulatory Reporting in Broking Operations is to oversee the end-to-end post-trade lifecycle, ensure flawless settlement of trades, and maintain strict compliance with regulatory frameworks and Client Due Diligence (KYC) standards.
What you'll do
- The Job Holder’s responsibilities extend to manage and oversee processing of Trade Settlement, KYC, Internal / External Audit, Exchange Inspection, UAT activities
- Well versed with KRA/ CKYC registration process and the requirements for Individuals & Non-Individuals
- Well versed with current KYC Norms / CDD Procedures/ Regulatory guidelines
- Handled Client onboarding & Account Management - Account opening process (End to End) for Individual & Corporate, FII, DI etc clients of Retail Broking 3in1
- Digital & Physical onboarding of Account, checking, Scrutiny, rectification in consultation with RM and onboarding in various system
What you need
- Wealth management
- SEBI regulations
- KYC
- Reporting
- MIS reporting
- AML
Good to have
- Due diligence