Compliance Analyst

About the role

From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.

What you'll do

• This role sits within the Central Surveillance Division of the Compliance Department and will focus on providing support and monitoring across the Firm’s various…
• This will involve listening to calls and reviewing written communications to determine if there has been a breach of any Firm policy
• Assisting with the production of management information (MI) relating to communications surveillance
• Assisting with testing of lexicon lists and AI models supporting the communications surveillance process
• Thematic reviews of business areas via a deep dive into communications

What you need

• Compliance
• Reconciliation