Specialist - Regulatory Operations
BengaluruFull-time3–6 yrsPosted over a month ago
Mid-level legal role at StoneX Group in Bengaluru. Needs 3+ years.
About the role
As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
What you'll do
- This role is a level above our Associate, Regulatory Operations position and is suited to individuals who already have meaningful MiFID reporting experience and can…
- Work closely with Regulatory Operations, Technology, Compliance, Change teams, and external vendors to ensure reporting accuracy, manage exceptions and reconciliations
- BAU, Controls & Issue Management Own daily MiFID trade and transaction reporting controls, including exceptions
What you need
- Compliance
- Reconciliation
- Root cause analysis
- Documentation
- Business analysis
- Test cases
Good to have
- Capital markets
- SQL
- Power BI
- Python