Senior Manager

About the role

Individuals will be part of the Trade Surveillance group supporting one of the global regions AMRS, EMEA and APR. Individual will be responsible for monitoring trading activities across multiple asset classes for market abuse and manipulation. The individuals will also be responsible for investigating potential compliance/control room issues with multiple levels of management for appropriate disposition

What you'll do

• Perform trade surveillance on restricted and watch listed securities
• Obtain deal updates (from Investment Bankers) – when needed for watch list reviews
• Conduct trade surveillance to monitor market abuse across asset classes (equity, fixed income and derivatives trading)
• Monitor trading activity using various exceptions based reports
• Liaising with upper management, preparing and presenting monthly reviews to senior management

What you need

• 10–13 years in finance, audit & banking
• Capital markets
• Reporting
• Excel
• Internal controls
• Compliance
• Any graduate