KYC Quality Assurance - SME, AS
BengaluruFull-time8–14 yrsPosted 2 days ago
Leadership finance role at Deutsche Bank in Bengaluru. Needs 8+ years and a B.Com or BA.
About the role
Private Bank, Business Risk & Controls (BRC) function provides assurance to stakeholders as to whether DB’s KYC files reviewed meet the standards defined in the KYC Policy – DB Group and local requirements (where applicable) through an independent assessment of KYC file, including ascribed Client Risk Ratings and Due Diligence activities undertaken by the Business to manage Financial Crime Risks presented by the Client.
What you'll do
- Operate as a KYC Quality Assurance SME with the Private Bank KYC QA function
- Support the QA Team Lead in DIPL to implement a globally consistent KYC QA Program
- Review KYC files on a sample basis by applying the QA methodology to deliver an objective review of client files for APAC locations
- Identify risks within the KYC documentation and confirm issues have been remediated and/or appropriately escalated through the escalation process
- Ensure that QA is performed in compliance with the relevant policy, procedures, and testing standards
What you need
- KYC
- AML
- Internal controls
- Excel
- Compliance
- Due diligence
Good to have
- Wealth management
- PowerPoint