Manager – Core Compliance Testing & Monitoring
BengaluruFull-time10–18 yrsPosted over a month ago
Leadership legal role at MUFG Global Service in Bengaluru. Needs 10+ years and a B.Com, BBA or B.Tech.
About the role
The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the APAC Head of Core Compliance Testing & Monitoring (based in Singapore). Primary responsibilities include evaluating control effectiveness of Units’ adherence to regulations & Bank Core Compliance Policies and Procedures (non-Financial Crimes).
What you'll do
- Responsible for executing assigned Regional Testing and Monitoring activities
- Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes, risks and controls
- Identify potential risks and controls and assist in developing scope and work programs
- Evaluate design and operational effectiveness of internal controls and identify control weaknesses
- Lead formal discussions with business stakeholders throughout the duration of review engagements to communicate status or concerns
What you need
- Compliance
- Internal audit
- Negotiation
- Internal controls
Good to have
- CFA
- Alteryx