AML and KYC Analyst
AhmedabadFull-time2–5 yrsPosted 2 weeks ago
Mid-level finance role at Sumitomo Mitsui Banking Corporation (SMBC) in Ahmedabad. Needs 2+ years and a CA, MBA or LLB.
About the role
Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.
What you'll do
- Issue Branch circulars for all the staff members highlighting the regulatory requirements, actionables, timelines etc
- Keep a track and strict monitoring of all correspondences with the Regulators and ensure that responses to regulatory authorities are properly submitted within the…
- Handle Inspection by Local Regulatory Authorities and coordinate with other departments for smooth completion of the inspection
- Conduct various Training (classroom training, Online training etc) to educate the branch staff on compliance issues followed with test assignments and track until…
- Arrange for Compliance Committee Meeting on bimonthly basis to discuss significant compliance matters in line with the HO guidelines
What you need
- AML
- KYC
- Excel
- Investment banking
- MIS reporting
- Compliance
Good to have
- SAS
- PowerPoint