AVP - Vigilance Officer Mumbai
MumbaiFull-time5–8 yrsPosted 2 weeks ago
Senior finance role at Sumitomo Mitsui Banking Corporation (SMBC) in Mumbai. Needs 5–8 years and an MBA, CA or B.Com.
About the role
Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.
What you'll do
- Conduct thorough investigations of suspected frauds, irregularities, and breaches of internal controls in compliance with RBI Master Directions on Fraud Risk Management
- Assist in the development and implementation of vigilance policies, procedures, and best practices aligned with RBI circulars and regulatory requirements
- Maintain detailed and confidential records of investigations, prepare reports, and recommend appropriate disciplinary or legal action
- Support the prevention and detection of corruption, malpractices, and unethical behavior through preventive vigilance measures
- Conduct training and awareness programs for employees to strengthen fraud risk consciousness and vigilance culture
What you need
- KYC
- AML
- Internal audit
- Credit appraisal
- Operational risk
- Risk management
Good to have
- Data analysis
- Root cause analysis
- Investment banking
- Internal controls