Associate - Compliance and Ops Risk Test Lead

About the role

As a Compliance and Operations Risk Test Lead, your deep understanding of risk management and control evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Your expertise in test execution will be crucial in managing and conducting precise and accountable tests, ensuring alignment with the firm's highest risks.

What you'll do

• Conduct comprehensive testing processes with precision and accountability to assess the control environment
• Collaborate with Process/Control Owner, cross functional teams on testing schedule, obtain walkthrough of the process, document process changes, evidence gathering
• Drive issue validation, action plan quality and closure discipline by partnering with control owners to ensure remediation aligns with risk acceptance and compliance…
• Lead stakeholder engagement by facilitating meetings with business owners and stakeholders at various management levels
• Read and interpret policies/standards/procedures to ensure accurate implementation of compliance requirements while continuously improving control evaluation…

What you need

• 8–14 yrs of experience
• Compliance
• Operational risk
• PowerPoint
• Alteryx
• Tableau
• SOX
• BBA or B.Com or Chartered Accountant or MBA