Associate - Compliance and Ops Risk Test Senior Specialist

About the role

As an Associate - Compliance and Operations Risk Test Senior Specialist within the Testing Center of Excellence team, you will assess the control environment to identify gaps and support remediation to mitigate risk. You will execute testing with precision and accountability to deliver high-quality outcomes aligned to the firm’s highest risks.

What you'll do

• Understand and evaluate the assigned function’s control environment, with proven experience assessing the adequacy, effectiveness
• Execute testing processes with precision and accountability to assess the control environment, identify gaps
• Collaborate with process and control owners and cross-functional teams on the testing schedule; obtain walkthroughs of processes; document process changes
• Partner with control owners to support issue validation, action plan quality, and closure discipline
• Lead walkthroughs and other meetings with business owners, fostering collaboration across engagements with minimal oversight

What you need

• 4–7 yrs of experience
• Compliance
• Financial statements
• SOX
• Operational risk
• Month-end close
• Financial reporting
• B.Com or BBA or Chartered Accountant or MBA

Good to have

• Reconciliation
• Bookkeeping
• Treasury
• Valuation
• PowerPoint
• Alteryx