Compliance:Compliance Testing Team

About the role

The Compliance testing team is responsible for testing and evaluating the effectiveness of internal controls, policies, procedures, and processes designed to meet regulatory requirements and/or internal standards.

What you'll do

• Identify gaps/issues, if any and provide appropriate recommendation for remediation of gaps
• Co-ordinate with process owners (business / support functions) for conducting and completing the testing, placing results with clear focus on the gaps
• Offer recommendations for appropriateness and adequacy, taking up with Compliance Officers for arranging timely redressal of the gaps
• Provide a unit wise risk overview on the basis of testing

What you need

• 7–9 yrs of experience
• Compliance
• Internal controls
• MBA

Good to have

• AML