Compliance - Investment Compliance - VP

About the role

Compliance - Investment Compliance - VP at AQR. Monitor and escalate non-adherence to compliance guidelines and rules to senior managers in the compliance department through systems and tools.

What you'll do

• Monitor and escalate non-adherence to compliance guidelines and rules to senior managers in the compliance department through systems and tools
• Manage team of three, including assigning responsibilities, balancing workloads, ensuring appropriate coverage, reviewing work for accuracy and timeliness
• Responsible for portfolio surveillance and monitoring measures and to escalate appropriately to senior managers when system highlights alerts
• Proactively update compliance systems to reflect business and regulatory changes, including client and regulatory restricted lists
• Support, build and update compliance checklists for all applicable policies and procedures

What you need

• 3–6 yrs of experience
• Compliance
• Documentation
• Any graduate

Good to have

• Bloomberg