GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing

About the role

We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate position within the Oversight, Monitoring and Testing, this team continuously monitored to detect unusual or potentially suspicious activities.

What you'll do

• Review surveillance items flagged as potentially suspicious transactions or exceptions in accordance with the guidelines set forth in the GFC Procedures Manual
• Review account activity of Morgan Stanley clients using client info, transactional activity and perform a review of account documentation to resolve alerts of any such…
• Perform outreach to client relationship/sales teams or other areas within Morgan Stanley in accordance with the GFC Procedures Manual to determine whether there is an…
• Review and analyze surveillance items identified as part of "below-the-line" testing, risk engine tuning and lookback activities
• Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations

What you need

• 2–5 yrs of experience
• AML
• Compliance
• Client relationship
• Sales
• Due diligence
• Any graduate