ISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing

About the role

We’re seeking someone to join our team as a Director in Legal and Compliance division. The successful candidate will plan and execute in-depth tests on topics assigned by ISG Americas Compliance Testing. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk.

What you'll do

• Execute risk-based compliance testing to review and assess the effectiveness of the Firm's policies and procedures including recommending corrective action plans for…
• Prepare written reports describing the tests conducted, results and corrective action plans
• Coordinate with ISG Compliance testing personnel in Americas to track the progress of the test plan for reporting to senior management
• Track status of corrective action plans agreed upon with the business
• Track internal audit reviews and findings and review internal audit work-papers to identify opportunities to leverage their reviews for compliance testing

What you need

• 5–9 yrs of experience
• Compliance
• Test cases
• Internal audit
• Internal controls
• PowerPoint
• Chartered Accountant