highlisted

ISG Trade Surveillance, Associate, Oversight, Monitoring and Testing

Ms·Mumbai

Pay not stated4–6 yrsFull-time

Read from the company's own careers page; you apply on their site.

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About the role

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. Together, we share a common set of values rooted in integrity, excellence and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow.

What you'll do

  • Liaising with Compliance colleagues, Operations and front office staff to investigate surveillance alerts as necessary
  • Resolving escalated alerts appropriately and promptly, documenting results clearly and escalating possible exceptions as appropriate
  • Assist in identifying any coverage gaps, quality issues to help improve program effectiveness
  • Support tuning and optimization efforts to help create efficiencies
  • Creating and Presenting Management Information Packs on a periodic basis

What you need

  • 4–6 yrs of experience
  • Writing
  • SQL
  • Internal audit
  • Machine learning
  • Bloomberg
  • Tableau
  • Any graduate

Good to have

  • AML
  • Capital markets
  • Investment banking
  • Wealth management

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