Manager – Core Compliance Testing & Monitoring

About the role

The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the APAC Head of Core Compliance Testing & Monitoring (based in Singapore). Primary responsibilities include evaluating control effectiveness of Units’ adherence to regulations & Bank Core Compliance Policies and Procedures (non-Financial Crimes).

What you'll do

• Responsible for executing assigned Regional Testing and Monitoring activities
• Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes, risks and controls
• Identify potential risks and controls and assist in developing scope and work programs
• Evaluate design and operational effectiveness of internal controls and identify control weaknesses
• Lead formal discussions with business stakeholders throughout the duration of review engagements to communicate status or concerns

What you need

• 10–18 yrs of experience
• Compliance
• Internal audit
• Negotiation
• Internal controls
• B.Com or BBA or B.Tech or B.E. or Chartered Accountant or CFA

Good to have

• CFA
• Alteryx