RC-REGULATORY COMPLIANCE-COE-Senior

About the role

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What you'll do

• Monitor regulatory changes: monitor new regulations/changes to existing regulations across focus industries
• Develop regulatory compliance libraries / databases categorized by industry, geography, and regulatory applicability
• Lead client delivery for regulatory change management: assist in interpretation of regulations, defining obligation listing to comply with regulations
• Regulatory risk assessments and audits: Perform internal audit and compliance testing procedures. Execute compliance monitoring activities, including checklists
• Support creation of templates, compliance frameworks, and reusable COE assets

What you need

• 2–4 yrs of experience
• Compliance
• Internal audit
• Documentation
• Internal controls
• SOX
• Capital markets
• Chartered Accountant or B.Com or BBA or MBA or M.Com

Good to have

• CISA
• SAP
• Google Analytics