highlisted

Senior Executive / AM - Client Registration / DP

Wealthy·Bengaluru

Pay not stated4–5 yrsFull-time

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About the role

of Account opening forms and supporting documents UCC/DP details to Exchange(s)/ Depository. profiling and updating in Back Office. Compliance requirements from KYC perspective. various reports for Excheng/SEBI inspections. reviews are undertaken to the required quality standards on a timely basis the latest circulars and developments of NSE/BSE/MCX/SEBI

What you'll do

  • Process of Account modifications
  • Maintaining of DIS Slips

What you need

  • 4–5 yrs of experience
  • Excel
  • KYC
  • SEBI regulations
  • Compliance
  • Any graduate

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