Senior Executive, Financial Services Compliance

About the role

Senior Executive - Technology Risk & Compliance

What you'll do

• Perform testing of IT Application Controls, IPE, and Interface Controls through code reviews, IT General Controls review covering areas such as Change Management
• Assist in preparation of Risk Assessment, identification, and Evaluation of Controls, prepare process flow diagrams and document the same in Risk & Control Matrix
• Perform business process walkthrough and controls testing for IT Audits
• Performing planning and executing audits, including - SOX, Internal Audits, External Audits, Management Testing
• Prepare/Review of Policies, Procedures, SOPs

What you need

• 2–4 yrs of experience
• Compliance
• SOX
• Audit
• Risk management
• Internal audit
• SOP writing
• MBA or BCA or MCA or B.Tech or B.E. or M.Tech or B.Sc

Good to have

• ERP
• CISA