Specialist - Regulatory Operations

About the role

As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

What you'll do

• This role is a level above our Associate, Regulatory Operations position and is suited to individuals who already have meaningful MiFID reporting experience and can…
• Work closely with Regulatory Operations, Technology, Compliance, Change teams, and external vendors to ensure reporting accuracy, manage exceptions and reconciliations
• BAU, Controls & Issue Management Own daily MiFID trade and transaction reporting controls, including exceptions

What you need

• 3–6 yrs of experience
• Compliance
• Reconciliation
• Root cause analysis
• Documentation
• Business analysis
• Test cases
• Any graduate

Good to have

• Capital markets
• SQL
• Power BI
• Python